Koj puas xav tau tus neeg txhawb nqa rau Series 79?
Koj puas xav tau tus neeg txhawb nqa rau Series 79?

Video: Koj puas xav tau tus neeg txhawb nqa rau Series 79?

Video: Koj puas xav tau tus neeg txhawb nqa rau Series 79?
Video: Xav tau kj los ua kv tus 2024, Hlis ntuj nqeg
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Series 79 Yam yuavtsum tau kawm uantej

Thaum tus neeg sib tw yuav tsum yog txhawb nqa los ntawm FINRA cov tswv cuab lub tuam txhab txhawm rau coj tus Series 79 kev xeem, tsis muaj kev xeem ua ntej. Qhov kev xeem yog muab los ntawm Financial Industry Regulatory Authority (FINRA) thiab tus neeg sib tw yuav tsum yog txhawb nqa los ntawm ib lub tuam txhab koom nrog FINRA.

Yog li ntawd, koj puas xav tau Series 79 yog tias koj muaj Series 7?

Koj tej zaum tsis xav tau tus Series 79 yog tias koj muaj ib Series 7 daim ntawv tso cai, thiab koj xav muag ntau yam kev nyab xeeb ntau dua li cov kev cuam tshuam nrog kev nqis peev hauv tuam txhab nyiaj. Txawm li cas los xij, Series 7 cov neeg tuav daim ntawv tso cai feem ntau khwv tau lawv Series 79 daim ntawv tso cai yog lawv npaj yuav tsom mus rau kev nqis peev hauv tuam txhab lag luam raws li cov neeg sawv cev sau npe.

Tsis tas li ntawd, yuav ua li cas yog tias koj ua tsis tiav Series 79? Tam sim ntawd ntawm qhov chaw xeem. Yog kuv ua tsis tau kuv coj cov Series 79 dua? Yog koj ua tsis tau qhov kev xeem, FINRA ua koj tos 30 hnub ua ntej koj ua tau teem sijhawm dua. Yog koj ua tsis tau qhov kev xeem peb zaug, lub sijhawm tos yog rau lub hlis.

Kuj paub, Kuv puas tuaj yeem xeem Series 66 yam tsis muaj tus txhawb nqa?

Thaum koj tuaj yeem xeem Series 66 yam tsis muaj kev txhawb nqa los ntawm ib lub tuam txhab koom nrog FINRA, qhov yuav tsum tau ua Series 7 daim ntawv tso cai xav tau cov tswv cuab kev txhawb nqa.

Puas yog Series 24 xav tau kev txhawb nqa?

Ntau tus brokers thiab cov kws pab tswv yim nyiaj txiag tab tom nrhiav los ua neeg ywj pheej lossis tsuas yog nrhiav kev thov rau txoj haujlwm ntawd xav tau tus Series 24 - yuav nrhiav Series 24 kev txhawb nqa los ntawm NASD/FINRA brokerage firm. Kev txhawb nqa yog xav tau rau ntau qhov kev xeem broker.

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