Video: Daim ntawv tso cai Series 53 yog dab tsi?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Cov Series 53 exam yog a kev tso cai xeem uas tso cai rau ib tus neeg los saib xyuas cov haujlwm hauv nroog kev nyab xeeb ntawm lub tuam txhab kev nyab xeeb lossis tus tswv tsev txhab nyiaj. Cov Series 53 Kev ntsuam xyuas yog tswj hwm los ntawm Kev Tswj Xyuas Kev Lag Luam Nyiaj Txiag (FINRA) thiab yog ib qho ntawm ntau qhov kev xeem hauv Municipal Securities Rulemaking Board (MSRB).
Nyob rau hauv no txoj kev, yog qhov kev xeem 53 nyuaj?
Cov Series 53 Exam . Cov Series 53 xeem yog 100-nug, ntau-xaiv kev xeem . Cov neeg xeem tau txais 3 teev thiab 30 feeb los coj nws. Txawm li cas los xij, a dhau qhab nias yuav tsum teb 70% ntawm tag nrho cov lus nug kom raug.
Ib sab saum toj no, Series 55 yog dab tsi? Cov Series 55 Examination yog Equity Trader Qualification Examination. Kev ntsuam xyuas yog tsim thiab tswj xyuas los ntawm Financial Industry Regulatory Authority (FINRA). Cov neeg sib tw yog lub luag haujlwm rau kev npaj lawv cov kev kawm hauv kev npaj rau kev xeem.
Kuj kom paub, Daim ntawv tso cai Series 7 siv rau dab tsi?
Cov Series 7 kev xeem daim ntawv tso cai tus tuav kom muag txhua yam khoom lag luam tshwj tsis yog cov khoom lag luam thiab yav tom ntej. Lub npe hu ua General Securities Representative Qualification Examination, the Series 7 exam thiab nws kev tso cai yog tswj hwm los ntawm Financial Industry Regulatory Authority (FINRA).
Daim ntawv tso cai Series 24 yog dab tsi?
Cov Series 24 yog ib qho kev xeem thiab daim ntawv tso cai tso cai rau tus tuav tswj xyuas thiab tswj cov haujlwm ntawm ceg ntawm tus neeg muag khoom-tus neeg muag khoom. Nws tseem yog lub npe hu ua General Securities Principal Qualification Examination thiab tau tsim los sim cov kev paub thiab kev muaj peev xwm ntawm cov neeg sib tw aiming los ua tus thawj tswj hwm kev ruaj ntseg nkag.
Pom zoo:
Daim ntawv tso cai Series 65 siv rau yog dab tsi?
Tsim los ntawm North American Securities Administrators Association (NASAA) thiab tswj hwm los ntawm Financial Industry Regulatory Authority (FINRA), Series 65 yog ib qho kev kuaj xyuas thiab daim ntawv tso cai kev nyab xeeb rau cov tib neeg los ua tus kws pab tswv yim peev hauv Asmeskas
Daim ntawv tso cai Series 63 yog dab tsi?
Lub Series 63 yog ib qho kev kuaj xyuas kev nyab xeeb thiab daim ntawv tso cai muaj cai rau tus tuav kom thov kev txiav txim rau txhua yam kev ruaj ntseg hauv ib lub xeev. Cov neeg sawv cev yuav tsum tau txais daim ntawv tso cai Series 63, ntxiv rau Series 7 lossis Series 6 daim ntawv tso cai, los muag kev nyab xeeb
Dab tsi yog qhov kev hloov pauv ntawm daim ntawv thiab daim ntawv tso cai?
Daim ntawv cog lus no ua haujlwm los muab tus qiv nyiaj txaus siab rau hauv daim ntawv cog lus, kev ruaj ntseg los ntawm cov khoom ntiag tug, rau lwm tus neeg sab nrauv. Nws kuj yog qee zaum siv los ua khoom lag luam nyob rau hauv cov xwm txheej uas tus qiv nyiaj qiv nyiaj los ntawm lwm tus qiv nyiaj, thiab sau ib daim ntawv them rau lawv tus kheej raws li cov nyiaj them rov qab rau tus qiv tshiab
Puas yog cov neeg muag khoom tso cai tib yam li daim ntawv tso cai muag khoom?
Daim ntawv tso cai muag khoom, qee zaum hu ua 'muag se' daim ntawv tso cai lossis daim ntawv tso cai, tso cai rau koj sau se muag los ntawm koj cov neeg siv khoom, thaum daim ntawv tso cai muag khoom tso cai rau koj cov khoom koj yuav rov muag yam tsis tau them se rau cov khoom koj tus kheej
Daim ntawv tso cai Series 50 yog dab tsi?
Series 50-Municipal Advisor Representative Examination-yog ib qho kev xeem hauv Nroog Securities Rulemaking Board (MSRB). Qhov kev xeem muaj 100 cov lus nug tau qhab nia thiab ntxiv 10 cov lus nug uas tsis tau qhab nia pretest. Tsis muaj qhov yuav tsum tau ua ua ntej rau Series 50 kev xeem