Video: Daim ntawv tso cai Series 65 siv rau yog dab tsi?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Tsim los ntawm North American Securities Administrators Association (NASAA) thiab tswj hwm los ntawm Financial Industry Regulatory Authority (FINRA), Koob 65 yog kev kuaj mob thiab kev nyab xeeb daim ntawv tso cai xav tau rau cov tib neeg los ua tus pab tswv yim peev hauv Asmeskas.
Xav txog qhov no, Daim Ntawv Tso Cai Series 65 tso cai rau koj ua dab tsi?
Cov Series 65 , raug lees paub tias yog Uniform Investment Adviser Law Exam, yog tsim los ntsuas tus neeg txoj kev paub thiab peev xwm los qhia rau cov neeg siv khoom hauv thaj chaw ntawm kev nqis peev thiab tham txog cov ntsiab lus nyiaj txiag.
Ib sab saum toj no, koj puas xav tau kev txhawb nqa kom coj Series 65? Tsis zoo li ntau lwm FINRA Series exams, ua Series 65 xeem ua tsis xav tau ib tus neeg los ua txhawb nqa los ntawm ib tug tswv cuab ruaj. Yog koj tsis yog Daim Ntawv U4 sau npe lossis koom nrog lub tuam txhab los ntawm FINRA's Web CRD system, koj yuav tsum siv Daim Ntawv U10 thov thiab them nyiaj rau Koob 65 xeem.
Ntxiv mus, Daim Ntawv Tso Cai Series 66 siv rau dab tsi?
Cov Koob 66 yog ib qho kev xeem thiab daim ntawv tso cai uas txhais tau tias tsim nyog tau txais cov tib neeg los ua tus sawv cev pab tswv yim peev nyiaj lossis tus neeg sawv cev ruaj ntseg. Cov Koob 66 , tseem hu ua Uniform Combined State Law Examination, suav nrog cov ncauj lus ntsig txog kev muab tswv yim peev thiab cuam tshuam kev lag luam kev nyab xeeb rau cov neeg siv khoom.
Daim ntawv tso cai Series 65 yuav kav ntev npaum li cas?
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