Tsab ntawv 10b 5 yog dab tsi?
Tsab ntawv 10b 5 yog dab tsi?

Video: Tsab ntawv 10b 5 yog dab tsi?

Video: Tsab ntawv 10b 5 yog dab tsi?
Video: pua yog tim tub aib pog ntawv by paj vuam thoj sonie thoj zoo siab yaj nkauj tawm tshiab 2022 2024, Hlis ntuj nqeg
Anonim

Txoj Cai 10b ib - 5 qhia tawm tsab ntawv yog a tsab ntawv los ntawm cov kws lij choj tau lees paub tias lawv tau ua tiav qee cov txheej txheem kev mob siab rau thiab tias, raws li cov txheej txheem no, tsis muaj laj thawj ntseeg tias daim ntawv thov muaj cov lus tsis tseeb ntawm cov ntaub ntawv tseeb lossis tshem tawm los hais txog cov ntaub ntawv tseeb tsim nyog hauv kev txiav txim.

Ib yam li ntawd, tib neeg nug, 10b 5 kev xav yog dab tsi?

10b ib - 5 XOV XWM . Ib tsab ntawv ntawm kev ntuas, qee zaum hu ua kev mob siab rau kev xav , feem ntau yog ua raws li kev tshawb nrhiav qhov tseeb thiab hais txog qhov raug thiab ua tiav ntawm cov lus tshaj tawm.

Tsis tas li ntawd, dab tsi yog lub voj voog nyob rau hauv tsab ntawv nplij siab? Koj yuav tsum thov kom ib daim qauv ntawm lub tsab ntawv nplij siab thaum ntxov ntawm cov txheej txheem los xyuas kom meej tias cov khoom tseem ceeb raug them. Raws li nyob rau hauv cov ntaub ntawv ntawm lub tsab ntawv nplij siab , counsel for the underwriters npaj a lub voj voog - nce ntawm kev nthuav tawm thiab cov ntaub ntawv sib koom ua ke qhia txog cov khoom uas tau thov rov qab.

Tsis tas li ntawd, tus sawv cev 10b 5 yog dab tsi?

Cov sawv cev hais txog Txoj Cai 10b ib - 5 , tau tshaj tawm raws li Tshooj 10(b) ntawm Txoj Cai Kev Ruaj Ntseg Hauv Xyoo 1934. Cov tuam txhab lag luam kev sib koom ua lag luam feem ntau suav nrog Txoj Cai 10b ib - 5 sawv cev los tiv thaiv kev siv dag, kev dag ntxias lossis kev dag ntxias hauv kev muag khoom lag luam.

Txoj Cai 10b 5 siv rau leej twg?

Piv txwv li, SEC feem ntau siv qhov no txoj cai kom them ib tug neeg nrog txhaum cai sab hauv trading, raws li lub txoj cai siv rau "txhua tus neeg" uas "raug dag" lwm tus neeg hauv "kev yuav lossis muag kev ruaj ntseg." Xyoo 2000, cov kev cai tshiab hu ua Txoj cai 10b - 5 (1) thiab Txoj cai 10b - 5 (2) tau tsim los qhia meej txog qhov ntawm Txoj cai 10b - 5.

Pom zoo: