Video: Qhov txawv ntawm Securities Act of 1933 thiab 1934 yog dab tsi?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Cov 1933 Act tswj kev sau npe ntawm kev ruaj ntseg nrog SEC thiab lub teb chaws Tshuag lag luam, thiab cov 1934 Act tswj trading ntawm cov kev ruaj ntseg . Kev ruaj ntseg Txoj cai yog siv los ntawm kev paub dhau los kev ruaj ntseg cov kws lij choj, cov kws kho mob dav dav, tus accountants, cov kws pab tswv yim peev, thiab cov tub ua lag luam.
Hauv qhov no, Txoj Cai Securities ntawm 1933 thiab 1934 yog dab tsi?
Contrasted nrog cov Securities Act of 1933 , uas tswj cov teeb meem qub, cov Kev ruaj ntseg Txauv Ua ntawm 1934 regulates theem nrab trading ntawm cov kev ruaj ntseg nruab nrab ntawm cov neeg feem ntau tsis cuam tshuam nrog tus neeg xa khoom, feem ntau los ntawm cov neeg ua haujlwm lossis cov neeg muag khoom.
Ib tug kuj nug, puas yog 1933 Securities Act ua tiav? Cov 1933 Securities Act yog thawj lub tseem fwv loj kev cai lij choj dhau tom qab kev lag luam poob ntawm 1929. Thawj Tswj Hwm Roosevelt tau hais tias txoj cai tau tsom rau kev kho qee qhov kev ua txhaum cai uas coj mus rau kev siv pej xeem.
Ib yam li ntawd, lub hom phiaj ntawm Securities Exchange Act xyoo 1934 yog dab tsi?
Cov Securities Exchange Act of 1934 (SEA) tau tsim los tswj hwm kev ruaj ntseg kev lag luam hauv kev lag luam thib ob, tom qab qhov teeb meem, ua kom muaj kev pom tseeb ntawm nyiaj txiag ntau dua thiab raug thiab tsis muaj kev dag ntxias lossis kev siv dag zog.
Kuv yuav hais li cas rau Txoj Cai Securities ntawm 1933?
cov lus qhia yog cov nom cov lus qhia rau tsoom fwv txoj cai. Koj tuaj yeem nrhiav tau kev ruaj ntseg cov cai hauv Title 15 ntawm USC. Piv txwv li, lub Securities Act of 1933 yog 15 U. S. C. § 77a ib.; tus Securities Act Xyoo 1934 yog 15 U. S. C.
Pom zoo:
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