Cov txheej txheem:
Video: Kuv yuav txheeb xyuas tus broker daim ntawv tso cai li cas?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Txhawm rau txheeb xyuas yog tias tus broker vaj tsev muaj npe nyob rau hauv Cov Ntawv Sau Npe ntawm PRC, koj tuaj yeem siv cov txheej txheem hauv qab no:
- Kauj ruam 2 - Los ntawm daim ntawv teev npe nyob rau hauv lub thawv "Profession", xaiv REAL ESTATE BROKER:
- Kauj ruam 3 - Nyob rau ntawm "Lub Npe" lub npov, sau thawj lub npe ntawm tus broker vaj tse uas nws daim ntawv tso cai koj xav kom siv tau:
Raws li txoj cai, kuv yuav ua li cas thiaj paub tias tus broker muaj ntawv tso cai?
Tus broker
- Mus ntsib FINRA BrokerCheck lossis hu rau FINRA ntawm (800) 289-9999.
- Kuj hu rau koj lub xeev tus tswj hwm kev nyab xeeb.
- Tshawb xyuas SEC Action Lookup cuab yeej rau kev ua haujlwm uas SEC tau coj tawm tsam tib neeg.
Tsis tas li ntawd, tus broker check yog dab tsi? BrokerCheck yog lub cuab yeej pub dawb los tshawb fawb keeb kwm yav dhau los thiab kev paub txog nyiaj txiag brokers , advisers thiab firms. BrokerCheck Qhia rau koj tam sim ntawd seb ib tug neeg lossis tuam txhab tau sau npe, raws li txoj cai lij choj, muag kev nyab xeeb (cov khoom lag luam, cov ntawv cog lus, cov nyiaj sib nrig thiab ntau dua), muab tswv yim peev lossis ob qho tib si.
Hais txog qhov no, koj yuav ua li cas paub yog tias tus broker raug cai?
Nov yog qee txoj hauv kev los xyuas kom meej tias koj tus broker raug cai:
- Tshawb xyuas nrog cov koom haum tshaj lij. Ib qho ntawm thawj yam koj yuav tsum ua yog xyuas nrog cov kws tshaj lij thiab cov koom haum tswj xyuas kom pom tias koj tus broker sawv qhov twg.
- Nug ntawm Xeev Chaw Ua Haujlwm.
- Tshawb nrhiav Online Tshawb xyuas.
- Tau txais cov lus pom zoo.
Kuv yuav txheeb xyuas cov ntawv pov thawj nyiaj txiag li cas?
SEC sawv cev rau Securities thiab Exchange Commission
- Yog tias cov lus teb yog FINRA, tus kws pab tswv yim yuav tuav qee hom ntawv tso cai kev nyab xeeb, lossis tej zaum ntau daim ntawv tso cai.
- Yog tias cov lus teb yog SEC, koj tuaj yeem siv SEC Investment Advisor tshawb nrhiav hauv lawv lub vev xaib los kuaj xyuas ob tus kws pab tswv yim thiab lub tuam txhab lawv ua haujlwm rau.
Pom zoo:
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