Thaum twg kuv yuav tsum hloov kho kuv u4?
Thaum twg kuv yuav tsum hloov kho kuv u4?

Video: Thaum twg kuv yuav tsum hloov kho kuv u4?

Video: Thaum twg kuv yuav tsum hloov kho kuv u4?
Video: Thaum lub ntiaj teb yuav kawg 2024, Hlis ntuj nqeg
Anonim

Daim Ntawv U4 yuav tsum tau hloov kho tsis pub dhau 10 hnub ntawm kev kawm ntawm txoj cai tsis tsim nyog tshwm sim. Rau tag nrho lwm hom kev hloov kho, Daim Ntawv U4 yuav tsum feem ntau yog hloov tshiab tsis pub dhau 30 hnub tom qab kawm paub qhov tseeb lossis xwm txheej uas tshwm sim sai hloov tshiab.

Ib yam li ntawd, nws tau nug, kuv yuav tsum qhia dab tsi ntawm u4?

Hauv cov khoom 14A thiab 14B ntawm cov U4 , cov neeg thov yuav tsum nthuav tawm cov ntaub ntawv hais txog qee qhov kev ua txhaum cai thiab kev rau txim, suav nrog nthuav tawm ntawm txhua qhov kev ua txhaum cai txhaum cai thiab qee qhov kev ua txhaum cai txhaum cai.

Ib yam li ntawd, nws yuav siv sijhawm ntev npaum li cas los ua u4? Feem ntau, qhov no txhais tau tias ua daim ntawv hloov kho U4 nyob rau hauv 30 hnub ntawm cov khoom hloov.

Raws li, nws siv sijhawm ntev npaum li cas finra kom pom zoo u4?

Tsis zoo li lwm cov kev tshaj tawm uas tso cai rau 30-hnub lub qhov rais rau kev tshaj tawm, cov xwm txheej tsis tsim nyog yuav tsum tau tshaj tawm hauv 10 hnub. Cov ntaub ntawv no feem ntau raug tshuaj xyuas hauv ob hnub ua haujlwm.

Kev Tshaj Tawm yuav nyob ntev npaum li cas ntawm BrokerCheck?

Cov ntaub ntawv qub RR tau tshaj tawm rau BrokerCheck rau Ntev ntev dua Dua li ua ntej - Tam sim no, ib zaug ib lub RR yam tsis muaj qhov xwm txheej tshwm sim tsis cuam tshuam nrog FINRA tus tswv cuab rau ob xyoos, FINRA tsis ua rau pej xeem. BrokerCheck tej ntaub ntawv hais txog qhov RR.

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