Video: Daim ntawv tso cai Series 7 tus nqi ntau npaum li cas?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Cov Series 7 kev xeem raug lees paub tias yog Tus Kws Soj Ntsuam Kev Ruaj Ntseg General. Nws yog qhov kev tshuaj xyuas nruj heev thiab yuav tsum tau xeem ntawm lub chaw sim xeem. Cov nqi mus zaum rau qhov kev xeem yog qhov tsawg kawg nkaus ntawm $ 265, nrog rau qee qhov chaw them nqi siab dua me ntsis.
Ua li no, nws raug nqi npaum li cas rau Series 7?
Cov Series 7 kev xeem muaj 125 ntau cov lus nug xaiv, kav 225 feeb, thiab nqi $ 245. Cov qhab nia dhau yog 72%.
Ib yam nkaus, puas yog daim ntawv tso cai Series 7 tsim nyog nws? Cov Series 7 daim ntawv tso cai , nrog rau cov Series 66, tso cai rau tib neeg txoj cai yuav thiab muag kev nyab xeeb sawv cev rau lwm tus. Khwv tau a Series 7 daim ntawv tso cai tuaj yeem ua rau koj muaj txiaj ntsig zoo rau ntau lub tuam txhab, muab ntau txoj hauv kev kom tau nyiaj. Xav txog kev ua haujlwm rau tuam txhab nyiaj sib koom ua tus tswj hwm nyiaj.
Tom qab ntawd, kuv yuav ua daim ntawv tso cai Series 7 li cas?
coj lub Series 7 kev kuaj mob, koj yuav tsum tau txais kev txhawb nqa los ntawm FINRA cov tswv cuab lub tuam txhab lossis lub koom haum tswj hwm tus kheej (SRO). Cov tuam txhab thov rau cov neeg sib tw los xeem ntawv los ntawm kev ua Daim Ntawv Thov Ib Ntus rau Kev Ruaj Ntseg Kev Lag Luam Sau Npe lossis Hloov (Daim Ntawv U4).
Daim ntawv tso cai Series 6 tus nqi ntau npaum li cas?
Qhov kev xeem no yog tswj hwm los ntawm Kev Tswj Lag Luam Nyiaj Txiag (FINRA, yav tas los hu ua NASD). Yuav kom xeem tau qhov kev xeem, ib tus neeg yuav tsum tau txais kev txhawb nqa los ntawm ib lub tuam txhab koom nrog FINRA lossis lub koom haum tswj hwm tus kheej (SRO). Cov nqi ntawm qhov kev xeem yog $40.00.
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