Cov txheej txheem:

Daim ntawv tso cai Series 7 tuaj yeem ua dab tsi?
Daim ntawv tso cai Series 7 tuaj yeem ua dab tsi?

Video: Daim ntawv tso cai Series 7 tuaj yeem ua dab tsi?

Video: Daim ntawv tso cai Series 7 tuaj yeem ua dab tsi?
Video: Ntseeg Tswv YeXus || Nkauj Ntseeg Tawm Tshab 2022 2024, Hlis ntuj nqeg
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Cov Series 7 kev soj ntsuam tsom mus rau kev pheej hmoo nqis peev, kev them se, kev ncaj ncees, thiab cov nuj nqis nuj nqis; ntim cov kev nyab xeeb, kev xaiv, cov phiaj xwm so haujlwm, thiab kev sib cuam tshuam nrog cov neeg siv khoom. Lub hom phiaj ntawm Series 7 daim ntawv tso cai yog teem ib theem ntawm kev txawj ntse rau ib tug neeg sawv cev sau npe los yog stockbroker ua hauj lwm nyob rau hauv kev lag luam kev ruaj ntseg.

Tib neeg kuj nug, koj tuaj yeem tau txais txoj haujlwm dab tsi nrog Series 7?

Series 7 Daim Ntawv Tso Cai Ua Haujlwm

  • AMG Funds. Tus Kws Pab Tswv Yim Sab Hauv.
  • TD Ameritrade Cov. Tus Kws Pab Tswv Yim Rau Cov Neeg Siv Khoom Tshwj Xeeb - New York, NY.
  • Fidelity Kev nqis peev. Tus Neeg Tawm Tswv Yim Kev Sib Txheeb Rau Neeg.
  • Fidelity Kev nqis peev.
  • Mitchell Kev Tswj Nyiaj Txiag.
  • BCG Kev Nyab Xeeb.
  • Personal Financial Strategies, Inc.
  • Fidelity Kev nqis peev.

Tsis tas li ntawd, nws yuav siv li cas thiaj tau txais daim ntawv tso cai Series 7? Rau coj tus Series 7 kev kuaj mob, koj yuav tsum tau txais kev txhawb nqa los ntawm FINRA cov tswv cuab lub tuam txhab lossis lub koom haum tswj hwm tus kheej (SRO). Cov tuam txhab thov rau cov neeg sib tw rau coj kev xeem los ntawm kev ua Daim Ntawv Thov Ib Ntus rau Kev Ruaj Ntseg Kev Lag Luam Sau Npe lossis Hloov (Daim Ntawv U4).

Yog li ntawd, kuv tuaj yeem ua dab tsi nrog daim ntawv tso cai Series 7 thiab 66?

Cov Series 7 daim ntawv tso cai , nrog rau cov Koob 66 , tso cai rau tib neeg txoj cai yuav thiab muag kev nyab xeeb sawv cev ntawm lwm tus. Khwv tau a Series 7 daim ntawv tso cai tuaj yeem ua koj yog cov khoom muaj nqis rau ntau ntawm cov tuam txhab, muab ntau txoj hauv kev kom tau txais txiaj ntsig ua nyiaj. Xav txog kev ua haujlwm rau tuam txhab nyiaj sib koom ua tus tswj hwm nyiaj.

Nws nyuaj npaum li cas kom tau Daim Ntawv Tso Cai 7?

Series 7 : Txheej txheem cej luam. Hauv ntej, cov Series 7 daim ntawv tso cai Nws yog qhov yooj yim kom tau txais ntau dua li Chartered Financial Analyst (CFA) ntawv pov thawj. Cov Series 7 siv ib feem ntawm lub sij hawm los npaj rau piv rau cov kev xeem CFA. Cov khoom siv hauv Series 7 tsis yog ze li nyuaj los yog dav.

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