Cov txheej txheem:
Video: Lub tuam txhab RIA yog dab tsi?
2024 Tus sau: Stanley Ellington | [email protected]. Kawg hloov kho: 2023-12-16 00:17
Tus kws tshaj lij peev peev sau npe, lossis RIA , yog "tus neeg los yog ruaj uas, rau kev them nyiaj, yog koom nrog hauv kev muab cov lus qhia, ua cov lus pom zoo, tshaj tawm cov ntawv ceeb toom lossis kev txheeb xyuas kev nyab xeeb, ncaj qha lossis tshaj tawm "raws li Txoj Cai Investment Advisers Act of 1940.
Ua qhov no hauv kev txiav txim siab, qhov sib txawv ntawm RIA thiab tus kws pab nyiaj txiag yog dab tsi?
Txhua nyiaj txiag cov kws pab tswv yim poob rau hauv ib qho ntawm ob pawg: Sau npe Kev nqis peev Kws qhia ntawv ( RIAs ) andbroker-cov tswv lag luam. RIAs yog fiduciaries, thaum broker-dealersaren ' t. Ntxiv rau qhov kev lav phib xaub fiduciary, lwm qhov tseem ceeb qhov sib txawv ntawm RIA thiab tus broker-neeg muag khoom yog hauv txoj kev uas lawv tau them nyiaj.
Ib yam li ntawd, RIA puas tuaj yeem muag kev pov hwm? RIAs , yog tias lawv them nqi nkaus xwb, siv tsis tau kev pov hwm cov khoom hauv lawv cov kev coj ua vim kev pov hwm yuav luag tshwj xeeb tshaj yog kev cog lus-kev lag luam kev lag luam. Peb ua haujlwm nrog cov neeg nqa khoom uas muab cov khoom lag luam zoo tshaj plaws hauv lub neej, kev noj qab haus huv thiab cov khoom lag luam nyiaj xyoo.
Dhau li ntawm no, koj ua li cas los ua ib lub tuam txhab RIA?
QHOV TSEEB THIAB KAUJ RUAM
- Xaiv koj lub chaw lag luam thiab chaw nyob.
- Sau npe ua lag luam nrog tus tuav ntaub ntawv hauv xeev.
- Tau txais tsoomfwv tus lej se ID rau kev lag luam.
- Ua kom tiav FINRA's Series 65 kev xeem.
- Sau koj tus RIA nrog Tus Kws Tshaj Lij Ua Lag Luam Sau Npe Sau Npe (IARD) thiab tau txais tus lej CRD.
Puas yog Morgan Stanley yog RIA?
Tus broker-tus neeg muag khoom npe rau Morgan Stanley Kev Tswj Nyiaj Txiag yog Morgan Stanley Smith Barney. Raws li tus neeg muag khoom, Morgan Stanley yuav ua kev lag luam kev nyab xeeb rau koj, ntawm lwm cov kev pabcuam. MorganStanley cov kws pab tswv yim nyiaj txiag tuaj yeem muab ob qho kev pabcuam kev lag luam thiab kev pab tswv yim nqis peev.
Pom zoo:
Dab tsi yog qhov txawv ntawm ib lub tuam txhab kev sib tw monopolistic thiab lub tuam txhab kev sib tw?
Lub qhov sib txawv ntawm ib tug Txig sib tw Ruaj Thiab Ib Monopolistically sib tw Ruaj Yog tias A Monopolistically sib tw Ruaj sab A: (ntsiab lus: 5) Kab rov tav Demand Nkhaus Thiab nqe sib npaug marginal Nqi Nyob rau hauv nruab nrab. Kab rov tav Demand Curve Thiab Nqe Tshaj Marginal Tus Nqi Hauv Equilibrium
Lub tuam txhab hauv zos tuaj yeem sib tw nrog cov tuam txhab thoob ntiaj teb li cas?
6 txoj hauv kev hauv zos cov tuam txhab tuaj yeem sib tw nrog cov npe thoob ntiaj teb Paub koj lub khw hauv zos. Qhov chaw, qhov chaw, qhov chaw. Tsom ntsoov rau tus neeg siv khoom. Kev pabcuam neeg siv khoom feem ntau tau txais luv luv, tab sis nws tuaj yeem yog qhov sib txawv loj hauv yuav luag txhua qhov kev lag luam. Ua lag luam teb. Innovate kom nyob twj ywm. Tsim kom muaj kev sib koom tes zoo. Ua si rau koj lub zog
Dab tsi yog cov tuam txhab qiv nyiaj tsis yog tuam txhab qiv nyiaj?
Summary of Best Non-Bank Mortgage Lenders of 2020 Lender Best For Vylla NerdWallet rating Read review low down payment PNC NerdWallet rating Nyeem tshuaj xyuas cov nqi qis Fairway Independent Mortgage NerdWallet rating Nyeem tshuaj xyuas cov neeg siv khoom HomeBridge NerdWallet rating Nyeem tshuaj xyuas cov neeg siv khoom
Vim li cas cov nyiaj tau los siab heev hauv lub tuam txhab monopolistic piv nrog lub tuam txhab kev sib tw?
Monopolistically kev sib tw tuam txhab ua kom lawv cov nyiaj tau los thaum lawv tsim nyob rau theem uas nws cov nqi marginal sib npaug nws cov nyiaj tau los marginal. Vim hais tias tus kheej lub tuam txhab xav tau nkhaus yog downward sloping, xav txog kev lag luam hwj chim, tus nqi cov tuam txhab yuav tsub nqi yuav tshaj lawv marginal nqi
Dab tsi yog ob txoj hauv kev uas tus kws tshuaj xyuas hauv tuam txhab tuaj yeem saib xyuas seb lub txhab nyiaj ua haujlwm li cas?
Dab tsi yog Cov Kws Tshawb Fawb Nrhiav Thaum Lawv Tshawb Fawb Cov Nyiaj Txiag rau Kev Ua Raws Cai? Kev Ua Raws Cai-Risk Management. Kev soj ntsuam qhov tsim nyog ntawm Kev Ua Raws Cai-Risk Management Programs. Scope qhov kev xeem. Pawg Thawj Coj thiab Kev Saib Xyuas Kev Tswj Xyuas Kev Ruaj Ntseg. Txoj cai thiab txheej txheem. Sab hauv tswj. Kev Saib Xyuas thiab Kev Tshaj Tawm. Kev cob qhia