Ntev npaum li cas kev nthuav qhia nyiaj txiag nyob ntawm u4?
Ntev npaum li cas kev nthuav qhia nyiaj txiag nyob ntawm u4?
Anonim

Nws yuav nyob rau 7 xyoo. Ua paub tseeb tias koj cov lus piav qhia muab lub teeb pom kev zoo tshaj plaws.

Hauv qhov no, ntev npaum li cas kev nthuav qhia nyiaj txiag nyob ntawm BrokerCheck?

kaum xyoo

Ib qho ntxiv, thaum twg kuv yuav tsum hloov kho kuv li u4? Daim Ntawv U4 yuav tsum tau hloov kho tsis pub dhau 10 hnub ntawm kev kawm ntawm txoj cai tsis tsim nyog tshwm sim. Rau tag nrho lwm hom kev hloov kho, Daim Ntawv U4 yuav tsum feem ntau yog hloov tshiab tsis pub dhau 30 hnub tom qab kawm paub qhov tseeb lossis xwm txheej uas tshwm sim sai hloov tshiab.

Qhov thib ob, dab tsi yuav tsum tau nthuav tawm ntawm u4?

Hauv cov khoom 14A thiab 14B ntawm cov U4 , cov neeg thov yuav tsum nthuav tawm cov ntaub ntawv hais txog qee qhov kev ua txhaum cai thiab kev rau txim, suav nrog nthuav tawm ntawm txhua qhov kev ua txhaum cai txhaum cai thiab qee qhov kev ua txhaum cai txhaum cai. Txawm hais tias koj tsis raug txim, koj raug qhia rau nthuav tawm tus nqi rau qhov kev ua txhaum cai.

Puas yog daim ntawv tshaj tawm kaw ntawm daim ntawv u4?

Daim ntawv U4 . Koj yuav tsum tshaj tawm ib qho twg raug kaw lossis tus kheej kev lag luam uas tau tshwm sim hauv 10 xyoo dhau los ntawm daim ntawv FINRA hu ua Daim ntawv U4 . Qhov no kuj suav nrog cov xwm txheej uas raug kaw tshwm sim tom qab koj tau sau npe rau a U4 . Koj yuav tsum tau hloov kho koj li U4 nrog cov ntaub ntawv tshiab.

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